The SEC has charged and settled with Galois Capital, a crypto former investment advisory firm known for warning the public about LUNA and UST before their collapse back in 2022. The charges involve improper handling of client assets, including holding some on unqualified trading platforms like FTX. Galois, which shut down after losing 40 million dollars due to FTX's collapse, has agreed to a settlement. They will pay a 225,000 dollar penalty to affected investors. Source: The SEC Newsroom